復旦大學管理學院財務金融系(專業學位)金融學老師：孫謙 正文

教授/系主任
財務金融系
思源教授樓201室
25011094(TEL)
65648384(FAX)
sunqian@fudan.edu.cn
研究方向：    公司財務和國際金融

?教育背景：
博士, 經濟學, 美國亞里桑那州立大學
碩士, 工商管理, 美國威廉派得森學院
學士, 經濟學, 北京大學

?科研獲獎：
2014.06, Paper-Basin Finance Journal Best Paper Award, 2014 Asian Finance Association Annual Conference

?學術任職：
2012.12—, 編委會成員, 國際會計前沿
2008.01—, Board Member, Asian Finance Association
2008.01—, Member of Deputy Editor-in-Chief, Frontiers of Business Research in China
2008.01—, 編委, 當代會計評論
2007.01—, Member of Associate Editorial Board, International Review of Financial Analysis
2007.01—, Member, Asian Shadow Financial Regulatory Committee

?學術會議：
2014.06—2014.06 2014 Asian Finance Conference, Bali, Indonesia
2012.11—2012.11 Council on Business and Society's Forum 2012, Paris, France
2012.07—2012.07 2012 FMA Asian Conference, Phuket
2012.07—2012.07 亞洲財務金融學會及臺灣財務金融學會2012年國際學術研討會, 臺灣
2011.10—2011.10 2011 FMA Annual Meeting, Denver, USA
2011.07—2011.07 2011中國金融國際年會 , 武漢
2011.06—2011.06 International Conference on Financial Intermediation, Competition and Risk, Rome
2011.06—2011.06 2011 FMA European Conference, Portugal
2011.04—2011.04 2011 FMA Asian Conference, Queenstown, New Zealand
2010.12—2010.12 The 23rd Australasian Finance and Banking Conference, Sydney, Australia
2010.07—2010.07 2010中國金融國際年會, 北京
2010.06—2010.06 Asian Finance Association International Conference 2010, 香港
2010.06—2010.06 2010 FMA European Conference , Hamburg, Germany

?代表性學術成果：
期刊論文：
1.    
Tiandu Wang and Qian Sun.  2015.  Why investors use technical analysis? Information discovery versus herding behavior.  China Finance Review International  5(1) 53-68.
2.    
Zhe Shen, Limin Chen, and Qian Sun.  2014.  Do Chinese IPOs really underperform in the long run?.  The Journal of Portfolio Management  41(5) 84-91.
3.    
Yan Dong, Zhentao Liu, Zhe Shen, and Qian Sun.  2014.  Political patronage and capital structure in China.  Emerging Markets Finance and Trade  50(3) 102-125.
4.    
Bo Li, Qian Sun, and Changyun Wang.  2014.  Liquidity, liquidity risk, and stock returns: Evidence from Japan.  European Financial Management  20(1) 126–151.
5.    
Qian Sun, Wilson H. S. Tong, and Xin Zhang.  2013.  How cross-listings from an emerging economy affect the host market?.  Journal of Banking & Finance  37(7) 2229-2245.
6.    
Qian Sun, Wilson H. S. Tong, and Yujun Wu.  2013.  Overseas listing as a policy tool: Evidence from China's H-shares.  Journal of Banking & Finance  37(5) 1460-1474.
7.    
Cao, Qin, Qian Sun, and Wilson H.S. Tong.  2011.  Audit fee determination in Singapore: A comprehensive analysis.  中國會計與財務研究  13(4) 127-160.
8.    
Chi, Jing, Qian Sun and Martin Young.  2011.  Performance and characteristics of acquiring firms in the Chinese stock markets.  Emerging Markets Review  12(2) 152-170.
9.    
Huang, Juanjuan, Yifeng Shen, and Qian Sun.  2011.  Nonnegotiable shares, controlling shareholders, and dividend payments in China.  Journal of Corporate Finance  17(1)  122-133.
10.    
Qian Sun, Wilson H.S. Tong.  2010.  Risk and the January Effect.  Journal of Banking & Finance  vol.34(5) 965-974.
11.    
Ben R. Marshall, Qian Sun, Martin Young.  2009.  Is Technical Analysis Profitable on US Stocks with Certain Size, Liquidity or Industry Characteristics?.  Applied Financial Economics  Vol.19(15) 1213-1221.
12.    
Qian Sun, Wilson H.S. Tong, Yuxing Yan.  2009.  Market Liberalization within a Country.  Journal of Empirical Finance  Vol.16  18-41.
13.    
Jay Inghwee Chok, Qian Sun.  2007.  Determinants of Idiosyncratic Volatility for Biotech IPO Firms.  Financial Management  Vol.36(4) 107-122.
14.    
Qiao Yu, Bin Du, Qian Sun.  2006.  Earnings Management at Rights Issues Thresholds-- Evidence from China.  Journal of Banking & Finance  Vol.30 3453-3468.
15.    
Jin Jia, Qian Sun, Wilson H.S. Tong.  2005.  Privatization through an Overseas Listing: Evidence from China's H-Share Firms.  Financial Management   Vol.34(3) 5-30.
16.    
Fang Feng, Qian Sun, Wilson H.S. Tong.  2004.  Do Government-linked Companies Underperform?.  Journal of Banking & Finance  Vol.28(10) 2461-2492.
17.    
Jenn Yaw Yen, Qian Sun, Yuxing Yan.  2004.  Value Versus Growth Stocks in Singapore.  Journal of Multinational Financial Management  Vol.14 19-34.
18.    
Qian Sun, Wilson H.S. Tong .  2003.  China Share Issue Privatization: the Extent of Its Success.  Journal of Financial Economics  Vol.70 183-222.
19.    
Qian Sun, Yuxing Yan.  2003.  Skewness Persistence with Optimal Portfolio Selection.  Journal of Banking & Finance  Vol.27 1111-1121.
20.    
Qian Sun, Wilson H.S Tong.  2002.  Malaysia Privatization: A Comprehensive Study.  Financial Management   Vol.31(4) 79-105.
21.    
Qian Sun, Wilson H.S. Tong.  2002.  Another New Look at the Monday Effect.  Journal of Business Finance and Accounting  Vol.29(7&8) 1123-1147.
22.    
Qian Sun, Yuen-Kin Tang, Wilson H.S. Tong.  2002.  The Impacts of Mass Delisting: Evidence from Singapore and Malaysia.  Pacific-Basin Finance Journal   Vol.10(3) 333-351.
23.    
Qian Sun, Wilson Tong, Qiao Yu.  2002.  Determinants of Foreign Direct Investment across China.  Journal of International Money and Finance   Vol.21(1) 79-113.
24.    
Qian Sun, Wilson H.S. Tong, Jing Tong.  2002.  How Does Government Ownership Affect Firm Performance? Evidence from China's Privatization Experience.  Journal of Business Finance & Accounting   Vol.29(1&2) 1-27.
25.    
David K. Ding, Qian Sun.  2001.  Causes and Effects of Employee Stock Option Plans: Evidence from Singapore.  Pacific-Basin Finance Journal   Vol.9 563-599.
26.    
Qian Sun and Wilson H.S. Tong.  2000.  The effect of market segmentation on stock prices: The China syndrome.  Journal of Banking & Finance  24 1875-1902 .
27.    
Qian Sun, Wilson H.S. Tong.  2000.  The Effect of U.S. Trade Deficit Announcements on the Stock Prices of U.S. and Japanese Automakers.  Journal of Financial Research  Vol.23(1) 15-43.
28.    
Qian Sun, Qiao Yu.  1999.  Determinants of China's Military Expenditures: 1965-93.  Journal of Peace Research  Vol.36(1) 23-33.
29.    
Martin Laurence, Francis Cai, Qian Sun.  1997.  Weak-form Efficiency and Causality Tests in Chinese Stock Markets.  Multinational Finance Journal  Vol.1(4) 291-307.
30.    
David K. Ding, Qian Sun .  1997.  The Information Content of FDI Announcements: Evidence from an Emerging Market.  International Review of Financial Analysis  Vol.6(1) 63-76.
31.    
Michael Melvin, Qian Sun.  1997.  U.S. Protectionist Policy and Stock Prices of U.S. Import-competing and Korean and Taiwanese Export-oriented Firms.  Pacific-Basin Finance Journal   Vol.5  25-38.
32.    
孫謙，墻偉 .  我國上市公司審計質量報告.  會計研究,  2011,  (8):  79-86.
學術專著：
Qian Sun. 1996. Asian and United States Market Reactions to Trade Restrictions. Garland Publishing, Inc, New York & London.
科研項目：
2013.04—2013.09, 項目負責人, 融資平臺發展路徑與機制研究-新型城鎮化投融資模式國際比較, 國家開發銀行股份有限公司
2012.01—2015.12, 項目負責人, IPO對市場的壓力：來自中國的實證檢驗, 國家自然科學基金面上項目
2012.01—2014.12, 項目負責人, 科技型中小企業科技金融服務應用示范, 國家科技支撐計劃課題
2009.01—2011.12, 項目負責人, 中國企業海外上市動因和效果問題研究, 國家自然科學基金面上項目
2008.11—2011.12, 項目負責人, 盈余持續性與公司價值 , 2008年度教育部人文社會科學重點研究基地重大項目

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